Sebi, technical glitches
SEBI eases penalties for technical glitches, shifts focus to Market Infrastructure Institutions
The Securities and Exchange Board of India ( SEBI ) announced on Friday that financial penalties for technical glitches will now be imposed solely on Market Infrastructure Institutions (MIIs), such as stock exchanges,
SEBI eases automatic penalty norms for MD, CTOs for tech glitches
MIIs have been asked to disclose on their websites (and in their respective annual reports) the details of financial disincentive on account of technical glitches.
SEBI Eases Penalty Guidelines, Targeting MIIs Instead Of Individual Executives For Tech Failures
MIIs and their MDs and CTOs faced automatic financial penalties for technical glitches if certain criteria were not met.
Sebi Eases Penalties for Tech Glitches, Limits Liability to MIIs
Sebi has eased financial penalties for technical glitches in market infrastructure institutions (MIIs), limiting liability to the MIIs instead of their MDs or CTOs. The new framework aims to promote ease of doing business for MIIs.
Sebi relaxes financial disincentives norms for technical glitches, restricts it to Market Infrastructure Institutions
Securities and Exchange Board of India (Sebi) on Friday relaxed rules governing financial disincentives imposed by the regulator on Market Infrastructure Institutions (MIIs) and individuals for omissions and commissions leading to technical glitches.
Mockery of public accountability: Congress slams SEBI over RTI rebuff
The Congress has slammed SEBI's refusal to disclose instances when its chairperson Madhabi Buch recused herself due to ...
RTI: SEBI refuses to disclose instances when Madhabi Buch recused on conflict of interest
The cases where SEBI chairperson Madhabi Puri Buch recused herself due to potential conflict of interest is not "readily" ...
Moneylife15h
SEBI Contradicts Own Release, Denies Information on Madhabi Puri Buch's Appointment, Asset Declaration and Recusal
Except for the dates of appointment, market regulator Securities & Exchange Board of India (SEBI) does not have any ...
inc421d
SEBI Tweaks Framework For Valuing Investment Portfolios Of AIFs
SEBI has announced a modified framework for valuing the investment portfolios of alternative investment funds (AIFs).
Tax Guru10h
SEBI allows mutual funds to buy and sell Credit Default Swaps
Subject: Flexibility in participation of Mutual Funds in Credit Default Swaps (CDS) 1. Under the existing regulatory ...
Sebi Proposes Mandatory Electronic Payments for Dividends and Interest to Streamline Processes
Sebi suggests that all listed entities make payments electronically to improve efficiency and security for investors, ...
National Herald1h
Mockery of public accountability: Congress attacks SEBI over RTI rebuff
The multiple conflicts of interest of the SEBI chairperson that have been revealed so far are shocking in themselves, says Jairam Ramesh ...
Sebi refuses to disclose instances when Madhabi Buch recused on conflict of interest cases in RTI reply
In the response furnished to transparency activist Commodore Lokesh Batra (retd), the regulator also refused to provide ...
Tax Guru10h
Amendment Proposal: SEBI LODR Regulations on Dividend Payments
Regulation 12 of SEBI LODR Regulation, 2015 deals with payment of dividend or interest or redemption or repayment and the ...
devdiscourse2h
Congress Criticizes SEBI Over Transparency Issues with Chairperson's Conflict of Interest Cases
The Congress criticized SEBI's refusal to disclose instances when its chairperson Madhabi Buch recused herself due to ...