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Wall Street giant avoids penalties as regulator ends yearlong review of interest treatment on idle client cash.
A decision by the Securities and Exchange Commission to close an investigation into the cash sweep program at Morgan Stanley ...
Customers of LPL Financial says their cash was automatically funneled into cash sweep programs that netted them minimal ...
Morgan Stanley is among a long list of wealth managers facing questions about whether their handling of uninvested cash is ...
Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s cash sweep practices and doesn’t intend to recommend an ...
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